Notice: Amendments to the Policy in respect of U.S. equity market trading

Dear Valued Clients,

Effective immediately, Changjiang Securities Brokerage (HK) Limited will no longer accept any buy or depository orders of any U.S. securities with a previous closing price under US$ 0.50 AND a market capitalization under US$ 50 million.

If you have already held such U.S. securities in your investment account(s) maintained with us, you can only place sell order for such U.S. securities.